We hope you can join Baker Donelson for the inaugural meeting of the Memphis-area National Society of Compliance Professionals Roundtable. Local NSCP roundtables around the country offer the opportunity for professionals in the securities industry to gather to network and discuss current issues in the legal, regulatory, and compliance world.
Our topic for the July meeting will be the Department of Labor's proposed change to the definition of "fiduciary" under ERISA and the effects these changes could have on retail brokerage, institutional, advisory, and insurance products and services.
If you are unable to attend but are interested in attending future roundtable meetings, please let us know by emailing Laura Ellis at lellis@bakerdonelson.com.