4:00 – 6:00 p.m. Discussion and Beverages
Join us for a roundtable discussion on the Department of Labor's Final Fiduciary Duty Rule, which updates and expands the coverage of their prior rule governing the obligations of advisers to retirement accounts and forces both broker-dealers and investment advisers to closely review their services. We will discuss the four significant changes from the proposed rule and the steps you should take now to amend policies, procedures, disclosures and contract provisions. You don't want to miss this.
Continuing Education Credit:
This program is pending CLE credit approval in the state of Tennessee.